Our client is a fund management company (LFMC) by MAS in 2020.
They formed a multi-service mainline of wealth management, asset management, global open product platforms, and Internet finance, providing high-net-worth clients with comprehensive financial services such as wealth management, overseas asset allocation, high-end insurance, and high-end education.
Responsibilities
- Implement and maintain effective compliance framework, policies and internal controls for adherence to MAS requirements
- Monitor and maintain enterprise-wide risk assessment procedures and AML/CFT & KYC checks on a continual and timely basis
- Keeping abreast on all regulatory updates & support management and business lines on compliance issues
- Perform investigations and review suspicious transactions/ alerts. Carry out proper escalations and file Suspicious Transaction Reports (STRs) with relevant authorities as necessary
- Support any matters related to licensing
Requirements
- Experience with local regulations and sound understanding of Payment Service Act, Digital Payment Token (DPT), and KYC/CFT regulations is required
- Experience and background in AML program implementation in blockchain and global financial services / fintech environment have an added advantage
- At least 3 to 7 years of compliance experience in a financial institution and holds minimally a Bachelor Degree in Law /Finance/Compliance or any other equivalent qualifications
- AML accredited from a recognized institution (ACAMS or ICA)
- Strong verbal and written communication capabilities and is driven with agile problem-solving skills that thrives in ambiguous environment independently
What's next?
If you're interested in this role, click Apply To Position or drop an email to [email protected]
Don Chan
Senior Consultant
EA Personnel Number: R1763146
EA License Number: 20C0292
Originally posted on